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U.S. Supreme Court
UNITED STATES v. LEON, 468 U.S. 897 (1984)
468 U.S. 897
UNITED STATES v. LEON ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
No. 82-1771.
Argued January 17, 1984
Decided July 5, 1984
Acting on the basis of information from a confidential informant, officers of the
Burbank, Cal., Police Department initiated a drug-trafficking investigation involving
surveillance of respondents' activities. Based on an affidavit summarizing the police
officers' observations, Officer Rombach prepared an application for a warrant to search
three residences and respondents' automobiles for an extensive list of items. The
application was reviewed by several Deputy District Attorneys, and a facially valid search
warrant was issued by a state-court judge. Ensuing searches produced large quantities of
drugs and other evidence. Respondents were indicted for federal drug offenses, and filed
motions to suppress the evidence seized pursuant to the warrant. After an evidentiary
hearing, the District Court granted the motions in part, concluding that the affidavit was
insufficient to establish probable cause. Although recognizing that Officer Rombach had
acted in good faith, the court rejected the Government's suggestion that the Fourth
Amendment exclusionary rule should not apply where evidence is seized in reasonable,
good-faith reliance on a search warrant. The Court of Appeals affirmed, also refusing the
Government's invitation to recognize a good-faith exception to the rule. The Government's
petition for certiorari presented only the question whether a good-faith exception to the
exclusionary rule should be recognized.
Held:
 | 1. The Fourth Amendment exclusionary rule should not be applied so as to bar the use in
the prosecution's case in chief of evidence obtained by officers acting in reasonable
reliance on a search warrant issued by a detached and neutral magistrate but ultimately
found to be invalid. [Pp. 905-925]. |
 | (a) An examination of the Fourth Amendment's origin and purposes makes clear that the
use of fruits of a past unlawful search or seizure works no new Fourth Amendment wrong.
The question whether the exclusionary sanction is appropriately imposed in a particular
case as a judicially created remedy to safeguard Fourth Amendment rights through its
deterrent effect, must be resolved by weighing the costs and benefits of preventing the
use in the prosecution's case in chief of inherently trustworthy tangible evidence.
Indiscriminate application of [468 U.S. 897, 898]
the exclusionary rule - impeding the criminal justice system's truth-finding function and
allowing some guilty defendants to go free - may well generate disrespect for the law and
the administration of justice. [Pp. 906-908]. |
 | (b) Application of the exclusionary rule should continue where a Fourth Amendment
violation has been substantial and deliberate, but the balancing approach that has evolved
in determining whether the rule should be applied in a variety of contexts - including
criminal trials - suggests that the rule should be modified to permit the introduction of
evidence obtained by officers reasonably relying on a warrant issued by a detached and
neutral magistrate. [Pp. 908-913]. |
 | (c) The deference accorded to a magistrate's finding of probable cause for the issuance
of a warrant does not preclude inquiry into the knowing or reckless falsity of the
affidavit on which that determination was based, and the courts must also insist that the
magistrate purport to perform his neutral and detached function and not serve merely as a
rubber stamp for the police. Moreover, reviewing courts will not defer to a warrant based
on an affidavit that does not provide the magistrate with a substantial basis for
determining the existence of probable cause. However the exclusionary rule is designed to
deter police misconduct rather than to punish the errors of judges and magistrates.
Admitting evidence obtained pursuant to a warrant while at the same time declaring that
the warrant was somehow defective will not reduce judicial officers' professional
incentives to comply with the Fourth Amendment, encourage them to repeat their mistakes,
or lead to the granting of all colorable warrant requests. [Pp. 913-917]. |
 | (d) Even assuming that the exclusionary rule effectively deters some police misconduct
and provides incentives for the law enforcement profession as a whole to conduct itself in
accord with the Fourth Amendment, it cannot be expected, and should not be applied, to
deter objectively reasonable law enforcement activity. In the ordinary case, an officer
cannot be expected to question the magistrate's probable-cause determination or his
judgment that the form of the warrant is technically sufficient. Once the warrant issues,
there is literally nothing more the policeman can do in seeking to comply with the law,
and penalizing the officer for the magistrate's error, rather than his own, cannot
logically contribute to the deterrence of Fourth Amendment violations. [Pp. 918-921]. |
 | (e) A police officer's reliance on the magistrate's probable-cause determination and on
the technical sufficiency of the warrant he issues must be objectively reasonable.
Suppression remains an appropriate remedy if the magistrate or judge in issuing a warrant
was misled by information in an affidavit that the affiant knew was false or would have
known was false except for his reckless disregard of the truth, or if the [468 U.S. 897, 899]
issuing magistrate wholly abandoned his detached and neutral judicial role. Nor would
an officer manifest objective good faith in relying on a warrant based on an affidavit so
lacking in indicia of probable cause as to render official belief in its existence entirely
unreasonable. Finally, depending on the circumstances of the particular case, a warrant may
be so facially deficient - i. e., in failing to particularize the place to be searched or the
things to be seized - that the executing officers cannot reasonably presume it to be valid.
Pp. 922-925. |
 | 2. In view of the modification of the exclusionary rule, the Court of Appeals' judgment
cannot stand in this case. Only respondent Leon contended that no reasonably well trained
police officer could have believed that there existed probable cause to search his house.
However, the record establishes that the police officers' reliance on the state-court
judge's determination of probable cause was objectively reasonable. Pp. 925-926. |
701 F.2d 187, reversed.
WHITE, J., delivered the opinion of the Court, in which BURGER, C. J., and BLACKMUN,
POWELL, REHNQUIST, and O'CONNOR, JJ., joined. BLACKMUN, J., filed a concurring opinion,
post, p. 927. BRENNAN, J., filed a dissenting opinion, in which MARSHALL, J., joined,
post, p. 928. STEVENS, J., filed a dissenting opinion, post, p. 960.
Solicitor General Lee argued the cause for the United States. With him on the briefs
were Assistant Attorney General Trott, Deputy Solicitor General Frey, Kathryn A. Oberly,
and Robert J. Erickson.
Barry Tarlow argued the cause for respondent Leon. With him on the brief were Norman
Kaplan and Thomas V. Johnston. Roger L. Cossack argued the cause for respondents Stewart
et al. With him on the brief was Jay L. Lichtman.
[Footnote *] Briefs of amici curiae urging reversal were filed for the State of
California by John K. Van De Kamp, Attorney General, William D. Stein, Chief Assistant
Attorney General, and Clifford K. Thompson, Jr., Deputy Attorney General; for the State of
Kansas et al. by Wilkes C. Robinson, Dan M. Peterson, Robert T. Stephan, Attorney General
of Kansas, John D. Ashcroft, Attorney General of Missouri, Mark V. Meierhenry, Attorney
General of South Dakota, and Bronson C. La Follette, Attorney General of Wisconsin; for
the Criminal Justice Legal Foundation by Christopher [468 U.S. 897, 900] N. Heard; for the
National District Attorneys Association, Inc., by Newman A. Flanagan, Austin J. McGuigan,
John M. Massameno, Edwin L. Miller, Jr., Jack E. Yelverton, and James P. Manak; and for Seven
Former Members of the Attorney General's Task Force on Violent Crime et al. by David L. Crump,
Frank G. Carrington, Griffin B. Bell, Wayne W. Schmidt, James P. Manak, Fred E. Inbau, Rufus L.
Edmisten, Attorney General of North Carolina, and David S. Crump, Deputy Attorney General.
Briefs of amici curiae urging affirmance were filed for the Bar Association of San
Francisco et al. by James J. Brosnahan; for the Arkansas Trial Lawyers Association et al.
by John Wesley Hall, Jr.; for the Association of Trial Lawyers of America by Sidney
Bernstein; and for the Texas Criminal Defense Lawyers Association et al. by Gerald H.
Goldstein and Marvin Miller.
Briefs of amici curiae were filed for the Committee on Criminal Law of the Association
of the Bar of the City of New York by Peter L. Zimroth and Barbara D. Underwood; for the
Illinois State Bar Association by Michael J. Costello, Albert Hofeld, William J. Martin,
and Joshua Sachs; for the Minnesota State Bar Association by Ronald L. Seeger, Steven H.
Goldberg, and Bruce H. Hanley; for the National Association of Criminal Defense Lawyers et
al. by Marshall W. Krause, Steffan B. Imhoff, and Charles Scott Spear; for the National
Association for the Advancement of Colored People et al. by Steven P. Lockman, John M.
Campbell, and Thomas I. Atkins; for the National Legal Aid and Defender Association by
Kenneth M. Mogill; and for Dan Johnston, County Attorney, Polk County, Iowa, by Mr.
Johnston, pro se. [468 U.S. 897, 900]
JUSTICE WHITE delivered the opinion of the Court.
This case presents the question whether the Fourth Amendment exclusionary rule should
be modified so as not to bar the use in the prosecution's case in chief of evidence
obtained by officers acting in reasonable reliance on a search warrant issued by a
detached and neutral magistrate but ultimately found to be unsupported by probable cause.
To resolve this question, we must consider once again the tension between the sometimes
competing goals of, on the one hand, deterring official misconduct and removing
inducements to unreasonable invasions of privacy and, on the other, establishing
procedures under which criminal defendants are "acquitted [468 U.S. 897, 901]or convicted
on the basis of all the evidence which exposes the truth." Alderman v. United States,
394 U.S. 165, 175 (1969).
I
In August 1981, a confidential informant of unproven reliability informed an officer of
the Burbank Police Department that two persons known to him as "Armando" and
"Patsy" were selling large quantities of cocaine and methaqualone from their
residence at 620 Price Drive in Burbank, Cal. The informant also indicated that he had
witnessed a sale of methaqualone by "Patsy" at the residence approximately five
months earlier and had observed at that time a shoebox containing a large amount of cash
that belonged to "Patsy." He further declared that "Armando" and
"Patsy" generally kept only small quantities of drugs at their residence and
stored the remainder at another location in Burbank.
On the basis of this information, the Burbank police initiated an extensive
investigation focusing first on the Price Drive residence and later on two other
residences as well. Cars parked at the Price Drive residence were determined to belong to
respondents Armando Sanchez, who had previously been arrested for possession of marihuana,
and Patsy Stewart, who had no criminal record. During the course of the investigation,
officers observed an automobile belonging to respondent Ricardo Del Castillo, who had
previously been arrested for possession of 50 pounds of marihuana, arrive at the Price
Drive residence. The driver of that car entered the house, exited shortly thereafter
carrying a small paper sack, and drove away. A check of Del Castillo's probation records
led the officers to respondent Alberto Leon, whose telephone number Del Castillo had
listed as his employer's. Leon had been arrested in 1980 on drug charges, and a companion
had informed the police at that time that Leon was heavily involved in the importation of
drugs into this country. Before the current investigation began, the Burbank officers had
[468 U.S. 897, 902]learned that an informant had told a Glendale police officer that Leon
stored a large quantity of methaqualone at his residence in Glendale. During the course of
this investigation, the Burbank officers learned that Leon was living at 716 South Sunset
Canyon in Burbank.
Subsequently, the officers observed several persons, at least one of whom had prior
drug involvement, arriving at the Price Drive residence and leaving with small packages;
observed a variety of other material activity at the two residences as well as at a
condominium at 7902 Via Magdalena; and witnessed a variety of relevant activity involving
respondents' automobiles. The officers also observed respondents Sanchez and Stewart board
separate flights for Miami. The pair later returned to Los Angeles together, consented to
a search of their luggage that revealed only a small amount of marihuana, and left the
airport. Based on these and other observations summarized in the affidavit, App. 34,
Officer Cyril Rombach of the Burbank Police Department, an experienced and well-trained
narcotics investigator, prepared an application for a warrant to search 620 Price Drive,
716 South Sunset Canyon, 7902 Via Magdalena, and automobiles registered to each of the
respondents for an extensive list of items believed to be related to respondents'
drug-trafficking activities. Officer Rombach's extensive application was reviewed by
several Deputy District Attorneys.
A facially valid search warrant was issued in September 1981 by a State Superior Court
Judge. The ensuing searches produced large quantities of drugs at the Via Magdalena and
Sunset Canyon addresses and a small quantity at the Price Drive residence. Other evidence
was discovered at each of the residences and in Stewart's and Del Castillo's automobiles.
Respondents were indicted by a grand jury in the District Court for the Central District
of California and charged with conspiracy to possess and distribute cocaine and a variety
of substantive counts. [468 U.S. 897, 903]
The respondents then filed motions to suppress the evidence seized pursuant to the
warrant.1 The District Court held an evidentiary hearing and, while recognizing that the
case was a close one, see id., at 131, granted the motions to suppress in part. It
concluded that the affidavit was insufficient to establish probable cause,2 but did not
suppress all of the evidence as to all of the respondents because none of the respondents
had standing to challenge all of the searches.3 In [468 U.S. 897, 904]response to a request
from the Government, the court made clear that Officer Rombach had acted in good faith, but
it rejected the Government's suggestion that the Fourth Amendment exclusionary rule should
not apply where evidence is seized in reasonable, good-faith reliance on a search warrant.4
The District Court denied the Government's motion for reconsideration, id., at 147, and
a divided panel of the Court of Appeals for the Ninth Circuit affirmed, judgt. order
reported at 701 F.2d 187 (1983). The Court of Appeals first concluded that Officer
Rombach's affidavit could not establish probable cause to search the Price Drive
residence. To the extent that the affidavit set forth facts demonstrating the basis of the
informant's knowledge of criminal activity, the information included was fatally stale.
The affidavit, moreover, failed to establish the informant's credibility. Accordingly, the
Court of Appeals concluded that the information provided by the informant was inadequate
under both prongs of the two-part test established in Aguilar v. Texas, 378 U.S. 108
(1964), and Spinelli v. United States, 393 U.S. 410 (1969).5 The officers' independent
investigation neither cured the staleness nor corroborated the details of the informant's
declarations. The Court of Appeals then considered whether the affidavit formed a proper
basis for the [468 U.S. 897, 905] search of the Sunset Canyon residence. In its view, the
affidavit included no facts indicating the basis for the informants' statements concerning
respondent Leon's criminal activities and was devoid of information establishing the informants'
reliability. Because these deficiencies had not been cured by the police investigation, the
District Court properly suppressed the fruits of the search. The Court of Appeals refused the
Government's invitation to recognize a good-faith exception to the Fourth Amendment exclusionary
rule. App. to Pet. for Cert. 4a.
The Government's petition for certiorari expressly declined to seek review of the lower
courts' determinations that the search warrant was unsupported by probable cause and
presented only the question "[w]hether the Fourth Amendment exclusionary rule should
be modified so as not to bar the admission of evidence seized in reasonable, good-faith
reliance on a search warrant that is subsequently held to be defective." We granted
certiorari to consider the propriety of such a modification. 463 U.S. 1206 (1983).
Although it undoubtedly is within our power to consider the question whether probable
cause existed under the "totality of the circumstances" test announced last Term
in Illinois v. Gates, 462 U.S. 213 (1983), that question has not been briefed or argued;
and it is also within our authority, which we choose to exercise, to take the case as it
comes to us, accepting the Court of Appeals' conclusion that probable cause was lacking
under the prevailing legal standards. See this Court's Rule 21.1(a).
We have concluded that, in the Fourth Amendment context, the exclusionary rule can be
modified somewhat without jeopardizing its ability to perform its intended functions.
Accordingly, we reverse the judgment of the Court of Appeals.
II
Language in opinions of this Court and of individual Justices has sometimes implied
that the exclusionary rule is a necessary corollary of the Fourth Amendment, Mapp v.
[468 U.S. 897, 906] Ohio, 367 U.S. 643, 651, 655-657 (1961); Olmstead v. United States,
277 U.S. 438, 462-463 (1928), or that the rule is required by the conjunction of the Fourth
and Fifth Amendments. Mapp v. Ohio, supra, at 661-662 (Black, J., concurring); Agnello v.
United States, 269 U.S. 20, 33-34 (1925). These implications need not detain us long. The
Fifth Amendment theory has not withstood critical analysis or the test of time, see Andresen
v. Maryland, 427 U.S. 463 (1976), and the Fourth Amendment "has never been interpreted to
proscribe the introduction of illegally seized evidence in all proceedings or against all
persons." Stone v. Powell, 428 U.S. 465, 486 (1976).
A
The Fourth Amendment contains no provision expressly precluding the use of evidence
obtained in violation of its commands, and an examination of its origin and purposes makes
clear that the use of fruits of a past unlawful search or seizure "work[s] no new
Fourth Amendment wrong." United States v. Calandra, 414 U.S. 338, 354 (1974). The
wrong condemned by the Amendment is "fully accomplished" by the unlawful search
or seizure itself, ibid., and the exclusionary rule is neither intended nor able to
"cure the invasion of the defendant's rights which he has already suffered."
Stone v. Powell, supra, at 540 (WHITE, J., dissenting). The rule thus operates as "a
judicially created remedy designed to safeguard Fourth Amendment rights generally through
its deterrent effect, rather than a personal constitutional right of the party
aggrieved." United States v. Calandra, supra, at 348.
Whether the exclusionary sanction is appropriately imposed in a particular case, our
decisions make clear, is "an issue separate from the question whether the Fourth
Amendment rights of the party seeking to invoke the rule were violated by police
conduct." Illinois v. Gates, supra, at 223. Only the former question is currently
before us, and it must [468 U.S. 897, 907] be resolved by weighing the costs and benefits
of preventing the use in the prosecution's case in chief of inherently trustworthy tangible
evidence obtained in reliance on a search warrant issued by a detached and neutral magistrate
that ultimately is found to be defective.
The substantial social costs exacted by the exclusionary rule for the vindication of
Fourth Amendment rights have long been a source of concern. "Our cases have
consistently recognized that unbending application of the exclusionary sanction to enforce
ideals of governmental rectitude would impede unacceptably the truth-finding functions of
judge and jury." United States v. Payner, 447 U.S. 727, 734 (1980). An objectionable
collateral consequence of this interference with the criminal justice system's
truth-finding function is that some guilty defendants may go free or receive reduced
sentences as a result of favorable plea bargains.6 Particularly [468 U.S. 897, 908] when law
enforcement officers have acted in objective good faith or their transgressions have been minor,
the magnitude of the benefit conferred on such guilty defendants offends basic concepts of the
criminal justice system. Stone v. Powell, 428 U.S., at 490. Indiscriminate application of the
exclusionary rule, therefore, may well "generat[e] disrespect for the law and administration
of justice." Id., at 491. Accordingly, "[a]s with any remedial device, the application
of the rule has been restricted to those areas where its remedial objectives are thought most
efficaciously served." United States v. Calandra, supra, at 348; see Stone v. Powell,
supra, at 486-487; United States v. Janis, 428 U.S. 433, 447 (1976).
B
Close attention to those remedial objectives has characterized our recent decisions
concerning the scope of the Fourth Amendment exclusionary rule. The Court has, to be sure,
not seriously questioned, "in the absence of a more efficacious sanction, the
continued application of the rule to suppress evidence [468 U.S. 897, 909] from the
[prosecution's] case where a Fourth Amendment violation has been substantial and deliberate.
. . ." Franks v. Delaware, 438 U.S. 154, 171 (1978); Stone v. Powell, supra, at 492.
Nevertheless, the balancing approach that has evolved in various contexts - including criminal
trials - "forcefully suggest[s] that the exclusionary rule be more generally modified to
permit the introduction of evidence obtained in the reasonable good-faith belief that a search
or seizure was in accord with the Fourth Amendment." Illinois v. Gates, 462 U.S., at 255
(WHITE, J., concurring in judgment).
In Stone v. Powell, supra, the Court emphasized the costs of the exclusionary rule,
expressed its view that limiting the circumstances under which Fourth Amendment claims
could be raised in federal habeas corpus proceedings would not reduce the rule's deterrent
effect, id., at 489-495, and held that a state prisoner who has been afforded a full and
fair opportunity to litigate a Fourth Amendment claim may not obtain federal habeas relief
on the ground that unlawfully obtained evidence had been introduced at his trial. Cf. Rose
v. Mitchell, 443 U.S. 545, 560-563 (1979). Proposed extensions of the exclusionary rule to
proceedings other than the criminal trial itself have been evaluated and rejected under
the same analytic approach. In United States v. Calandra, for example, we declined to
allow grand jury witnesses to refuse to answer questions based on evidence obtained from
an unlawful search or seizure since "[a]ny incremental deterrent effect which might
be achieved by extending the rule to grand jury proceedings is uncertain at best."
414 U.S., at 348. Similarly, in United States v. Janis, supra, we permitted the use in
federal civil proceedings of evidence illegally seized by state officials since the
likelihood of deterring police misconduct through such an extension of the exclusionary
rule was insufficient to outweigh its substantial social costs. In so doing, we declared
that, "[i]f . . . the exclusionary rule does not result in appreciable deterrence,
then, clearly, its use in the instant situation is unwarranted." Id., at 454.
[468 U.S. 897, 910]
As cases considering the use of unlawfully obtained evidence in criminal trials
themselves make clear, it does not follow from the emphasis on the exclusionary rule's
deterrent value that "anything which deters illegal searches is thereby commanded by
the Fourth Amendment." Alderman v. United States, 394 U.S., at 174. In determining
whether persons aggrieved solely by the introduction of damaging evidence unlawfully
obtained from their co-conspirators or codefendants could seek suppression, for example,
we found that the additional benefits of such an extension of the exclusionary rule would
not outweigh its costs. Id., at 174-175. Standing to invoke the rule has thus been limited
to cases in which the prosecution seeks to use the fruits of an illegal search or seizure
against the victim of police misconduct. Rakas v. Illinois, 439 U.S. 128 (1978); Brown v.
United States, 411 U.S. 223 (1973); Wong Sun v. United States, 371 U.S. 471, 491-492
(1963). Cf. United States v. Payner, 447 U.S. 727 (1980).
Even defendants with standing to challenge the introduction in their criminal trials of
unlawfully obtained evidence cannot prevent every conceivable use of such evidence.
Evidence obtained in violation of the Fourth Amendment and inadmissible in the
prosecution's case in chief may be used to impeach a defendant's direct testimony. Walder
v. United States, 347 U.S. 62 (1954). See also Oregon v. Hass, 420 U.S. 714 (1975); Harris
v. New York, 401 U.S. 222 (1971). A similar assessment of the "incremental
furthering" of the ends of the exclusionary rule led us to conclude in United States
v. Havens, 446 U.S. 620, 627 (1980), that evidence inadmissible in the prosecution's case
in chief or otherwise as substantive evidence of guilt may be used to impeach statements
made by a defendant in response to "proper cross-examination reasonably suggested by
the defendant's direct examination." Id., at 627-628.
When considering the use of evidence obtained in violation of the Fourth Amendment in
the prosecution's case in chief, moreover, we have declined to adopt a per se or "but
for" rule [468 U.S. 897, 911] that would render inadmissible any evidence that came to
light through a chain of causation that began with an illegal arrest. Brown v. Illinois, 422
U.S. 590 (1975); Wong Sun v. United States, supra, at 487-488. We also have held that a witness'
testimony may be admitted even when his identity was discovered in an unconstitutional search.
United States v. Ceccolini, 435 U.S. 268 (1978). The perception underlying these decisions -
that the connection between police misconduct and evidence of crime may be sufficiently
attenuated to permit the use of that evidence at trial - is a product of considerations relating
to the exclusionary rule and the constitutional principles it is designed to protect. Dunaway v.
New York, 442 U.S. 200, 217-218 (1979); United States v. Ceccolini, supra, at 279.7 In short,
the "dissipation of the taint" concept that the Court has applied in deciding
whether exclusion is appropriate in a particular case "attempts to mark the point at
which the detrimental consequences of illegal police action become so attenuated that the
deterrent effect of the exclusionary rule no longer justifies its cost." Brown v.
Illinois, supra, at 609 (POWELL, J., concurring in part). Not surprisingly in view of this
purpose, an assessment of the flagrancy of the police misconduct constitutes an important
step in the calculus. Dunaway v. New York, supra, at 218; Brown v. Illinois, supra, at
603-604.
The same attention to the purposes underlying the exclusionary rule also has
characterized decisions not involving the scope of the rule itself. We have not required
suppression of the fruits of a search incident to an arrest made in good-faith reliance on
a substantive criminal statute that subsequently [468 U.S. 897, 912]is declared
unconstitutional. Michigan v. DeFillippo, 443 U.S. 31 (1979).8 Similarly, although the Court
has been unwilling to conclude that new Fourth Amendment principles are always to have only
prospective effect, United States v. Johnson, 457 U.S. 537, 560 (1982),9 no Fourth Amendment
decision marking a "clear break with the past" has been applied retroactively. See
United States v. Peltier, 422 U.S. 531 (1975); Desist v. United States, 394 U.S. 244 (1969);
Linkletter v. Walker, 381 U.S. 618 (1965).10 The propriety [468 U.S. 897, 913] of
retroactive application of a newly announced Fourth Amendment principle, moreover, has
been assessed largely in terms of the contribution retroactivity might make to the
deterrence of police misconduct. United States v. Johnson, supra, at 560-561; United
States v. Peltier, supra, at 536-539, 542.
As yet, we have not recognized any form of good-faith exception to the Fourth Amendment
exclusionary rule.11 But the balancing approach that has evolved during the years of
experience with the rule provides strong support for the modification currently urged upon
us. As we discuss below, our evaluation of the costs and benefits of suppressing reliable
physical evidence seized by officers reasonably relying on a warrant issued by a detached
and neutral magistrate leads to the conclusion that such evidence should be admissible in
the prosecution's case in chief.
III
A
Because a search warrant "provides the detached scrutiny of a neutral magistrate,
which is a more reliable safeguard [468 U.S. 897, 914] against improper searches than the
hurried judgment of a law enforcement officer `engaged in the often competitive enterprise of
ferreting out crime,'" United States v. Chadwick, 433 U.S. 1, 9 (1977) (quoting Johnson v.
United States, 333 U.S. 10, 14 (1948)), we have expressed a strong preference for warrants and
declared that "in a doubtful or marginal case a search under a warrant may be sustainable
where without one it would fall." United States v. Ventresca, 380 U.S. 102, 106 (1965).
See Aguilar v. Texas, 378 U.S., at 111. Reasonable minds frequently may differ on the question
whether a particular affidavit establishes probable cause, and we have thus concluded that the
preference for warrants is most appropriately effectuated by according "great
deference" to a magistrate's determination. Spinelli v. United States, 393 U.S., at
419. See Illinois v. Gates, 462 U.S., at 236; United States v. Ventresca, supra, at
108-109.
Deference to the magistrate, however, is not boundless. It is clear, first, that the
deference accorded to a magistrate's finding of probable cause does not preclude inquiry
into the knowing or reckless falsity of the affidavit on which that determination was
based. Franks v. Delaware, 438 U.S. 154 (1978).12 Second, the courts must also insist that
the magistrate purport to "perform his `neutral and detached' function and not serve
merely as a rubber stamp for the police." Aguilar v. Texas, supra, at 111. See
Illinois v. Gates, supra, at 239. A magistrate failing to "manifest that neutrality
and detachment demanded of a judicial officer when presented with a warrant
application" and who acts instead as "an adjunct law enforcement officer"
cannot provide valid authorization for an otherwise unconstitutional search. Lo-Ji Sales,
Inc. v. New York, 442 U.S. 319, 326-327 (1979). [468 U.S. 897, 915]
Third, reviewing courts will not defer to a warrant based on an affidavit that does not
"provide the magistrate with a substantial basis for determining the existence of
probable cause." Illinois v. Gates, 462 U.S., at 239. "Sufficient information
must be presented to the magistrate to allow that official to determine probable cause;
his action cannot be a mere ratification of the bare conclusions of others." Ibid.
See Aguilar v. Texas, supra, at 114-115; Giordenello v. United States, 357 U.S. 480
(1958); Nathanson v. United States, 290 U.S. 41 (1933).13 Even if the warrant application
was supported by more than a "bare bones" affidavit, a reviewing court may
properly conclude that, notwithstanding the deference that magistrates deserve, the
warrant was invalid because the magistrate's probable-cause determination reflected an
improper analysis of the totality of the circumstances, Illinois v. Gates, supra, at
238-239, or because the form of the warrant was improper in some respect.
Only in the first of these three situations, however, has the Court set forth a
rationale for suppressing evidence obtained pursuant to a search warrant; in the other
areas, it has simply excluded such evidence without considering whether [468 U.S. 897, 916]
Fourth Amendment interests will be advanced. To the extent that proponents of exclusion rely
on its behavioral effects on judges and magistrates in these areas, their reliance is
misplaced. First, the exclusionary rule is designed to deter police misconduct rather than
to punish the errors of judges and magistrates. Second, there exists no evidence suggesting
that judges and magistrates are inclined to ignore or subvert the Fourth Amendment or that
lawlessness among these actors requires application of the extreme sanction of exclusion.14
Third, and most important, we discern no basis, and are offered none, for believing
that exclusion of evidence seized pursuant to a warrant will have a significant deterrent
effect on the issuing judge or magistrate.15 Many of the factors [468 U.S. 897, 917] that
indicate that the exclusionary rule cannot provide an effective "special" or
"general" deterrent for individual offending law enforcement officers16 apply as
well to judges or magistrates. And, to the extent that the rule is thought to operate as a
"systemic" deterrent on a wider audience,17 it clearly can have no such effect on
individuals empowered to issue search warrants. Judges and magistrates are not adjuncts to
the law enforcement team; as neutral judicial officers, they have no stake in the outcome of
particular criminal prosecutions. The threat of exclusion thus cannot be expected significantly
to deter them. Imposition of the exclusionary sanction is not necessary meaningfully to inform
judicial officers of their errors, and we cannot conclude that admitting evidence obtained
pursuant to a warrant while at the same time declaring that the warrant was somehow defective
will in any way reduce judicial officers' professional incentives to comply with the Fourth
Amendment, encourage them to repeat their mistakes, or lead to the granting of all
colorable warrant requests.18 [468 U.S. 897, 918]
B
If exclusion of evidence obtained pursuant to a subsequently invalidated warrant is to
have any deterrent effect, therefore, it must alter the behavior of individual law
enforcement officers or the policies of their departments. One could argue that applying
the exclusionary rule in cases where the police failed to demonstrate probable cause in
the warrant application deters future inadequate presentations or "magistrate
shopping" and thus promotes the ends of the Fourth Amendment. Suppressing evidence
obtained pursuant to a technically defective warrant supported by probable cause also
might encourage officers to scrutinize more closely the form of the warrant and to point
out suspected judicial errors. We find such arguments speculative and conclude that
suppression of evidence obtained pursuant to a warrant should be ordered only on a
case-by-case basis and only in those unusual cases in which exclusion will further the
purposes of the exclusionary rule.19
We have frequently questioned whether the exclusionary rule can have any deterrent
effect when the offending officers acted in the objectively reasonable belief that their
conduct did not violate the Fourth Amendment. "No empirical researcher, proponent or
opponent of the rule, has yet been able to establish with any assurance whether the rule
has a deterrent effect . . . ." United States v. Janis, 428 U.S., at 452, n. 22. But
even assuming that the rule effectively [468 U.S. 897, 919] deters some police misconduct
and provides incentives for the law enforcement profession as a whole to conduct itself in
accord with the Fourth Amendment, it cannot be expected, and should not be applied, to deter
objectively reasonable law enforcement activity.
As we observed in Michigan v. Tucker, 417 U.S. 433, 447 (1974), and reiterated in
United States v. Peltier, 422 U.S., at 539:
 | "The deterrent purpose of the exclusionary rule necessarily assumes that the police
have engaged in willful, or at the very least negligent, conduct which has deprived the
defendant of some right. By refusing to admit evidence gained as a result of such conduct,
the courts hope to instill in those particular investigating officers, or in their future
counterparts, a greater degree of care toward the rights of an accused. Where the official
action was pursued in complete good faith, however, the deterrence rationale loses much of
its force." |
The Peltier Court continued, id., at 542:
 | "If the purpose of the exclusionary rule is to deter unlawful police conduct, then
evidence obtained from a search should be suppressed only if it can be said that the law
enforcement officer had knowledge, or may properly be charged with knowledge, that the
search was unconstitutional under the Fourth Amendment." |
See also Illinois v. Gates, 462 U.S., at 260-261 (WHITE, J., concurring in judgment);
United States v. Janis, supra, at 459; Brown v. Illinois, 422 U.S., at 610-611 (POWELL,
J., concurring in part).20 In short, where the officer's conduct is objectively
reasonable, [468 U.S. 897, 920]
 | "excluding the evidence will not further the ends of the exclusionary rule in any
appreciable way; for it is painfully apparent that . . . the officer is acting as a
reasonable officer would and should act in similar circumstances. Excluding the evidence
can in no way affect his future conduct unless it is to make him less willing to do his
duty." Stone v. Powell, 428 U.S., at 539-540 (WHITE, J., dissenting). |
This is particularly true, we believe, when an officer acting with objective good faith
has obtained a search warrant from a judge or magistrate and acted within its scope.21 In
most [468 U.S. 897, 921] such cases, there is no police illegality and thus nothing to deter.
It is the magistrate's responsibility to determine whether the officer's allegations establish
probable cause and, if so, to issue a warrant comporting in form with the requirements of the
Fourth Amendment. In the ordinary case, an officer cannot be expected to question the
magistrate's probable-cause determination or his judgment that the form of the warrant is
technically sufficient. "[O]nce the warrant issues, there is literally nothing more the
policeman can do in seeking to comply with the law." Id., at 498(BURGER, C. J., concurring).
Penalizing the officer for the magistrate's error, rather than his own, cannot logically
contribute to the deterrence of Fourth Amendment violations.22 [468 U.S. 897, 922]
C
We conclude that the marginal or nonexistent benefits produced by suppressing evidence
obtained in objectively reasonable reliance on a subsequently invalidated search warrant
cannot justify the substantial costs of exclusion. We do not suggest, however, that
exclusion is always inappropriate in cases where an officer has obtained a warrant and
abided by its terms. "[S]earches pursuant to a warrant will rarely require any deep
inquiry into reasonableness," Illinois v. Gates, 462 U.S., at 267 (WHITE, J.,
concurring in judgment), for "a warrant issued by a magistrate normally suffices to
establish" that a law enforcement officer has "acted in good faith in conducting
the search." United States v. Ross, 456 U.S. 798, 823, n. 32 (1982). Nevertheless,
the officer's reliance on the magistrate's probable-cause determination and on the
technical sufficiency of the warrant he issues must be objectively reasonable, cf. Harlow
v. Fitzgerald, 457 U.S. 800, 815-819 (1982),23 and it is clear that in some circumstances
[468 U.S. 897, 923] the officer 24 will have no reasonable grounds for believing that the
warrant was properly issued.
Suppression therefore remains an appropriate remedy if the magistrate or judge in
issuing a warrant was misled by information in an affidavit that the affiant knew was
false or would have known was false except for his reckless disregard of the truth. Franks
v. Delaware, 438 U.S. 154 (1978). The exception we recognize today will also not apply in
cases where the issuing magistrate wholly abandoned his judicial role in the manner
condemned in Lo-Ji Sales, Inc. v. New York, 442 U.S. 319 (1979); in such circumstances, no
reasonably well trained officer should rely on the warrant. Nor would an officer manifest
objective good faith in relying on a warrant based on an affidavit "so lacking in
indicia of probable cause as to render official belief in its existence entirely
unreasonable." Brown v. Illinois, 422 U.S., at 610-611 (POWELL, J., concurring in
part); see Illinois v. Gates, supra, at 263-264 (WHITE, J., concurring in judgment).
Finally, depending on the circumstances of the particular case, a warrant may be so
facially deficient - i. e., in failing to particularize the place to be searched or the
things to be seized - that the executing officers cannot reasonably presume it to be
valid. Cf. Massachusetts v. Sheppard, post, at 988-991.
In so limiting the suppression remedy, we leave untouched the probable-cause standard
and the various requirements for a valid warrant. Other objections to the modification of
[468 U.S. 897, 924] the Fourth Amendment exclusionary rule we consider to be insubstantial.
The good-faith exception for searches conducted pursuant to warrants is not intended to signal
our unwillingness strictly to enforce the requirements of the Fourth Amendment, and we do not
believe that it will have this effect. As we have already suggested, the good-faith exception,
turning as it does on objective reasonableness, should not be difficult to apply in practice.
When officers have acted pursuant to a warrant, the prosecution should ordinarily be able to
establish objective good faith without a substantial expenditure of judicial time.
Nor are we persuaded that application of a good-faith exception to searches conducted
pursuant to warrants will preclude review of the constitutionality of the search or
seizure, deny needed guidance from the courts, or freeze Fourth Amendment law in its
present state.25 There is no need for courts to adopt the inflexible practice of always
deciding whether the officers' conduct manifested objective good faith before turning to
the question whether the Fourth Amendment has been violated. Defendants seeking
suppression of the fruits of allegedly unconstitutional searches or seizures undoubtedly
raise live controversies which Art. III empowers federal courts to adjudicate. As cases
addressing questions of good-faith immunity under 42 U.S.C. 1983, compare O'Connor v.
Donaldson, 422 U.S. 563 (1975), with Procunier v. Navarette, 434 U.S. 555, 566, n. 14
(1978), and cases involving the harmless-error doctrine, compare Milton v. Wainwright, 407
U.S. 371, 372 (1972), with Coleman v. Alabama, 399 U.S. 1 (1970), make clear, courts have
considerable [468 U.S. 897, 925] discretion in conforming their decisionmaking processes to
the exigencies of particular cases.
If the resolution of a particular Fourth Amendment question is necessary to guide
future action by law enforcement officers and magistrates, nothing will prevent reviewing
courts from deciding that question before turning to the good-faith issue.26 Indeed, it
frequently will be difficult to determine whether the officers acted reasonably without
resolving the Fourth Amendment issue. Even if the Fourth Amendment question is not one of
broad import, reviewing courts could decide in particular cases that magistrates under
their supervision need to be informed of their errors and so evaluate the officers' good
faith only after finding a violation. In other circumstances, those courts could reject
suppression motions posing no important Fourth Amendment questions by turning immediately
to a consideration of the officers' good faith. We have no reason to believe that our
Fourth Amendment jurisprudence would suffer by allowing reviewing courts to exercise an
informed discretion in making this choice.
IV
When the principles we have enunciated today are applied to the facts of this case, it
is apparent that the judgment of the Court of Appeals cannot stand. The Court of Appeals
applied the prevailing legal standards to Officer Rombach's warrant application and
concluded that the application could not support the magistrate's probable-cause
determination. In so doing, the court clearly informed the magistrate that he
[468 U.S. 897, 926] had erred in issuing the challenged warrant. This aspect of the
court's judgment is not under attack in this proceeding.
Having determined that the warrant should not have issued, the Court of Appeals
understandably declined to adopt a modification of the Fourth Amendment exclusionary rule
that this Court had not previously sanctioned. Although the modification finds strong
support in our previous cases, the Court of Appeals' commendable self-restraint is not to
be criticized. We have now reexamined the purposes of the exclusionary rule and the
propriety of its application in cases where officers have relied on a subsequently
invalidated search warrant. Our conclusion is that the rule's purposes will only rarely be
served by applying it in such circumstances.
In the absence of an allegation that the magistrate abandoned his detached and neutral
role, suppression is appropriate only if the officers were dishonest or reckless in
preparing their affidavit or could not have harbored an objectively reasonable belief in
the existence of probable cause. Only respondent Leon has contended that no reasonably
well trained police officer could have believed that there existed probable cause to
search his house; significantly, the other respondents advance no comparable argument.
Officer Rombach's application for a warrant clearly was supported by much more than a
"bare bones" affidavit. The affidavit related the results of an extensive
investigation and, as the opinions of the divided panel of the Court of Appeals make
clear, provided evidence sufficient to create disagreement among thoughtful and competent
judges as to the existence of probable cause. Under these circumstances, the officers'
reliance on the magistrate's determination of probable cause was objectively reasonable,
and application of the extreme sanction of exclusion is inappropriate.
Accordingly, the judgment of the Court of Appeals is
 | Reversed. |
Footnotes
[Footnote 1] Respondent Leon moved to suppress the evidence found on his person at the
time of his arrest and the evidence seized from his residence at 716 South Sunset Canyon.
Respondent Stewart's motion covered the fruits of searches of her residence at 620 Price
Drive and the condominium at 7902 Via Magdalena and statements she made during the search
of her residence. Respondent Sanchez sought to suppress the evidence discovered during the
search of his residence at 620 Price Drive and statements he made shortly thereafter. He
also joined Stewart's motion to suppress evidence seized from the condominium. Respondent
Del Castillo apparently sought to suppress all of the evidence seized in the searches.
App. 78-80. The respondents also moved to suppress evidence seized in the searches of
their automobiles.
[Footnote 2] "I just cannot find this warrant sufficient for a showing of probable
cause.
 | . . . . . |
 | "There is no question of the reliability and credibility of the informant as not
being established. |
 | "Some details given tended to corroborate, maybe, the reliability of [the
informant's] information about the previous transaction, but if it is not a stale
transaction, it comes awfully close to it; and all the other material I think is as
consistent with innocence as it is with guilt.
 | . . . . . |
|
 | "So I just do not think this affidavit can withstand the test. I find, then, that
there is no probable cause in this case for the issuance of the search warrant . . .
." Id., at 127. |
[Footnote 3] The District Court concluded that Sanchez and Stewart had standing to
challenge the search of 620 Price Drive; that Leon had standing to contest the legality of
the search of 716 South Sunset Canyon; that none of the respondents had established a
legitimate expectation of privacy in the condominium at 7902 Via Magdalena; and that
Stewart and Del Castillo each had standing to challenge the searches of their automobiles.
The [468 U.S. 897, 904] Government indicated that it did not intend to introduce evidence
seized from the other respondents' vehicles. Id., at 127-129. Finally, the court suppressed
statements given by Sanchez and Stewart. Id., at 129-130.
[Footnote 4] "On the issue of good faith, obviously that is not the law of the
Circuit, and I am not going to apply that law.
 | "I will say certainly in my view, there is not any question about good faith.
[Officer Rombach] went to a Superior Court judge and got a warrant; obviously laid a
meticulous trail. Had surveilled for a long period of time, and I believe his testimony -
and I think he said he consulted with three Deputy District Attorneys before proceeding
himself, and I certainly have no doubt about the fact that that is true." Id., at
140. |
[Footnote 5] In Illinois v. Gates, 462 U.S. 213 (1983), decided last Term, the Court
abandoned the two-pronged Aguilar-Spinelli test for determining whether an informant's tip
suffices to establish probable cause for the issuance of a warrant and substituted in its
place a "totality of the circumstances" approach.
[Footnote 6] Researchers have only recently begun to study extensively the effects of
the exclusionary rule on the disposition of felony arrests. One study suggests that the
rule results in the nonprosecution or nonconviction of between 0.6% and 2.35% of
individuals arrested for felonies. Davies, A Hard Look at What We Know (and Still Need to
Learn) About the "Costs" of the Exclusionary Rule: The NIJ Study and Other
Studies of "Lost" Arrests, 1983 A. B. F. Res. J. 611, 621. The estimates are
higher for particular crimes the prosecution of which depends heavily on physical
evidence. Thus, the cumulative loss due to nonprosecution or nonconviction of individuals
arrested on felony drug charges is probably in the range of 2.8% to 7.1%. Id., at 680.
Davies' analysis of California data suggests that screening by police and prosecutors
results in the release because of illegal searches or seizures of as many as 1.4% of all
felony arrestees, id., at 650, that 0.9% of felony arrestees are released, because of
illegal searches or seizures, at the preliminary hearing or after trial, id., at 653, and
that roughly 0.05% of all felony arrestees benefit from reversals on appeal because of
illegal searches. Id., at 654. See also K. Brosi, A Cross-City Comparison of Felony Case
Processing 16, 18-19 (1979); U.S. General Accounting Office, Report of the Comptroller
General of the United States, Impact of the Exclusionary Rule on Federal Criminal
Prosecutions 10-11, 14 (1979); F. Feeney, F. Dill, & A. Weir, Arrests Without
Convictions: How Often They Occur and Why 203-206 (National Institute of Justice
[468 U.S. 897, 908]; National Institute of Justice, The Effects of the Exclusionary Rule:
A Study in California 1-2 (1982); Nardulli, The Societal Cost of the Exclusionary Rule:
An Empirical Assessment, 1983 A. B. F. Res. J. 585, 600. The exclusionary rule also has
been found to affect the plea-bargaining process. S. Schlesinger, Exclusionary Injustice:
The Problem of Illegally Obtained Evidence 63 (1977). But see Davies, supra, at 668-669;
Nardulli, supra, at 604-606.
Many of these researchers have concluded that the impact of the exclusionary rule is
insubstantial, but the small percentages with which they deal mask a large absolute number
of felons who are released because the cases against them were based in part on illegal
searches or seizures. "[A]ny rule of evidence that denies the jury access to clearly
probative and reliable evidence must bear a heavy burden of justification, and must be
carefully limited to the circumstances in which it will pay its way by deterring official
unlawlessness." Illinois v. Gates, 462 U.S., at 257-258 (WHITE, J., concurring in
judgment). Because we find that the rule can have no substantial deterrent effect in the
sorts of situations under consideration in this case, see infra, at 916-921, we conclude
that it cannot pay its way in those situations.
[Footnote 7] "Brown's focus on `the causal connection between the illegality and
the confession' reflected the two policies behind the use of the exclusionary rule to
effectuate the Fourth Amendment. Where there is a close causal connection between the
illegal seizure and the confession, not only is exclusion of the evidence more likely to
deter similar police misconduct in the future, but use of the evidence is more likely to
compromise the integrity of the courts." Dunaway v. New York, 442 U.S., at 217-218
(citation omitted).
[Footnote 8] We have held, however, that the exclusionary rule requires suppression of
evidence obtained in searches carried out pursuant to statutes, not yet declared
unconstitutional, purporting to authorize searches and seizures without probable cause or
search warrants. See, e. g., Ybarra v. Illinois, 444 U.S. 85 (1979); Torres v. Puerto
Rico, 442 U.S. 465 (1979); Almeida-Sanchez v. United States, 413 U.S. 266 (1973); Sibron
v. New York, 392 U.S. 40 (1968); Berger v. New York, 388 U.S. 41 (1967). "Those
decisions involved statutes which, by their own terms, authorized searches under
circumstances which did not satisfy the traditional warrant and probable-cause
requirements of the Fourth Amendment." Michigan v. DeFillippo, 443 U.S., at 39. The
substantive Fourth Amendment principles announced in those cases are fully consistent with
our holding here.
[Footnote 9] The Court held in United States v. Johnson, that a construction of the
Fourth Amendment that did not constitute a "clear break with the past" is to be
applied to all convictions not yet final when the decision was handed down. The limited
holding, see 457 U.S., at 562, turned in part on the Court's judgment that "[f]ailure
to accord any retroactive effect to Fourth Amendment rulings would `encourage police or
other courts to disregard the plain purport of our decisions and to adopt a
let's-wait-until-it's-decided approach.'" Id., at 561 (emphasis in original) (quoting
Desist v. United States, 394 U.S. 244, 277 (1969) (Fortas, J., dissenting)). Contrary to
respondents' assertions, nothing in Johnson precludes adoption of a good-faith exception
tailored to situations in which the police have reasonably relied on a warrant issued by a
detached and neutral magistrate but later found to be defective.
[Footnote 10] Our retroactivity decisions have, for the most part, turned on our
assessments of "(a) the purpose to be served by the new standards, (b) the extent of
the reliance by law enforcement authorities on the old standards, and (c) the effect on
the administration of justice of a retroactive application of the new standards."
Stovall v. Denno, 388 U.S. 293, 297 (1967). As we observed earlier this Term: [468 U.S. 897, 913]
 | "In considering the reliance factor, this Court's cases have looked primarily to
whether law enforcement authorities and state courts have justifiably relied on a prior
rule of law said to be different from that announced by the decision whose retroactivity
is at issue. Unjustified `reliance' is no bar to retroactivity. This inquiry is often
phrased in terms of whether the new decision was foreshadowed by earlier cases or was a
`clear break with the past.'" Solem v. Stumes, 465 U.S. 638, 645-646 (1984). |
[Footnote 11] Members of the Court have, however, urged reconsideration of the scope of
the exclusionary rule. See, e. g., Stone v. Powell, 428 U.S. 465, 496 (1976) (BURGER, C.
J., concurring); id., at 536 (WHITE, J., dissenting); Illinois v. Gates, 462 U.S., at
254-267 (WHITE, J., concurring in judgment); Brown v. Illinois, 422 U.S. 590, 609-612
(1975) (POWELL, J., concurring in part); Schneckloth v. Bustamonte, 412 U.S. 218, 261-271
(1973) (POWELL, J., concurring); California v. Minjares, 443 U.S. 916 (1979) (REHNQUIST,
J., dissenting from denial of stay). One Court of Appeals, no doubt influenced by these
individual urgings, has adopted a form of good-faith exception to the exclusionary rule.
United States v. Williams, 622 F.2d 830 (CA5 1980) (en banc), cert. denied, 449 U.S. 1127
(1981).
[Footnote 12] Indeed, "it would be an unthinkable imposition upon [the
magistrate's] authority if a warrant affidavit, revealed after the fact to contain a
deliberately or recklessly false statement, were to stand beyond impeachment." 438
U.S., at 165.
[Footnote 13] See also Beck v. Ohio, 379 U.S. 89 (1964), in which the Court concluded
that "the record . . . does not contain a single objective fact to support a belief
by the officers that the petitioner was engaged in criminal activity at the time they
arrested him." Id., at 95. Although the Court was willing to assume that the
arresting officers acted in good faith, it concluded:
 | "`[G]ood faith on the part of the arresting officers is not enough.' Henry v.
United States, 361 U.S. 98, 102. If subjective good faith alone were the test, the
protections of the Fourth Amendment would evaporate, and the people would be `secure in
their persons, houses, papers, and effects,' only in the discretion of the police."
Id., at 97. |
We adhere to this view and emphasize that nothing in this opinion is intended to
suggest a lowering of the probable-cause standard. On the contrary, we deal here only with
the remedy to be applied to a concededly unconstitutional search.
[Footnote 14] Although there are assertions that some magistrates become rubber stamps
for the police and others may be unable effectively to screen police conduct, see, e. g.,
2 W. LaFave, Search and Seizure 4.1 (1978); Kamisar, Does (Did) (Should) The Exclusionary
Rule Rest on a "Principled Basis" Rather than an "Empirical
Proposition"?, 16 Creighton L. Rev. 565, 569-571 (1983); Schroeder, Deterring Fourth
Amendment Violations: Alternatives to the Exclusionary Rule, 69 Geo. L. J. 1361, 1412
(1981), we are not convinced that this is a problem of major proportions. See L. Tiffany,
D. McIntyre, & D. Rotenberg, Detection of Crime 119 (1967); Israel, Criminal
Procedure, the Burger Court, and the Legacy of the Warren Court, 75 Mich. L. Rev. 1319,
1414, n. 396 (1977); P. Johnson, New Approaches to Enforcing the Fourth Amendment 8-10
(Working Paper, Sept. 1978), quoted in Y. Kamisar, W. LaFave, & J. Israel, Modern
Criminal Procedure 229-230 (5th ed. 1980); R. Van Duizend, L. Sutton, & C. Carter, The
Search Warrant Process, ch. 7 (Review Draft, National Center for State Courts, 1983).
[Footnote 15] As the Supreme Judicial Court of Massachusetts recognized in Commonwealth
v. Sheppard, 387 Mass. 488, 506, 441 N. E. 2d 725, 735 (1982):
 | "The exclusionary rule may not be well tailored to deterring judicial misconduct.
If applied to judicial misconduct, the rule would be just as costly as it is when it is
applied to police misconduct, but it may be ill-fitted to the job-created motivations of
judges. . . . [I]deally a judge is impartial as to whether a particular piece of evidence
is admitted or a particular defendant convicted. Hence, in the abstract, suppression of a
particular piece of evidence may not be as effective a disincentive to a neutral judge as
it would be to the police. It may be that a ruling by an appellate court that a
[468 U.S. 897, 917] search warrant was unconstitutional would be sufficient to deter
similar conduct in the future by magistrates." |
But see United States v. Karathanos, 531 F.2d 26, 33-34 (CA2), cert. denied, 428 U.S.
910 (1976).
[Footnote 16] See, e. g., Stone v. Powell, 428 U.S., at 498 (BURGER, C. J.,
concurring); Oaks, Studying the Exclusionary Rule in Search and Seizure, 37 U. Chi. L.
Rev. 665, 709-710 (1970).
[Footnote 17] See, e. g., Dunaway v. New York, 442 U.S. 220, 221 (1979) (STEVENS, J.,
concurring); Mertens & Wasserstrom, The Good Faith Exception to the Exclusionary Rule:
Deregulating the Police and Derailing the Law, 70 Geo. L. J. 365, 399-401 (1981).
[Footnote 18] Limiting the application of the exclusionary sanction may well increase
the care with which magistrates scrutinize warrant applications. We doubt that magistrates
are more desirous of avoiding the exclusion of evidence obtained pursuant to warrants they
have issued than of avoiding invasions of privacy.
Federal magistrates, moreover, are subject to the direct supervision of district
courts. They may be removed for "incompetency, misconduct, neglect of duty, or
physical or mental disability." 28 U.S.C. 631(i). If a magistrate serves merely as a
"rubber stamp" for the police or is [468 U.S. 897, 918] unable to exercise
mature judgment, closer supervision or removal provides a more effective remedy than the
exclusionary rule.
[Footnote 19] Our discussion of the deterrent effect of excluding evidence obtained in
reasonable reliance on a subsequently invalidated warrant assumes, of course, that the
officers properly executed the warrant and searched only those places and for those
objects that it was reasonable to believe were covered by the warrant. Cf. Massachusetts
v. Sheppard, post, at 989, n. 6 ("[I]t was not unreasonable for the police in this
case to rely on the judge's assurances that the warrant authorized the search they had
requested").
[Footnote 20] We emphasize that the standard of reasonableness we adopt is an objective
one. Many objections to a good-faith exception assume that the exception will turn on the
subjective good faith of individual officers. "Grounding the modification in
objective reasonableness, however, retains [468 U.S. 897, 920] the value of the
exclusionary rule as an incentive for the law enforcement profession as a whole to conduct
themselves in accord with the Fourth Amendment." Illinois v. Gates, 462 U.S., at 261, n.
15 (WHITE, J., concurring in judgment); see Dunaway v. New York, 442 U.S., at 221 (STEVENS, J.,
concurring). The objective standard we adopt, moreover, requires officers to have a reasonable
knowledge of what the law prohibits. United States v. Peltier, 422 U.S. 531, 542 (1975).
As Professor Jerold Israel has observed:
 | "The key to the [exclusionary] rule's effectiveness as a deterrent lies, I believe,
in the impetus it has provided to police training programs that make officers aware of the
limits imposed by the fourth amendment and emphasize the need to operate within those
limits. [An objective good-faith exception] is not likely to result in the elimination of
such programs, which are now viewed as an important aspect of police professionalism.
Neither is it likely to alter the tenor of those programs; the possibility that illegally
obtained evidence may be admitted in borderline cases is unlikely to encourage police
instructors to pay less attention to fourth amendment limitations. Finally, [it] should
not encourage officers to pay less attention to what they are taught, as the requirement
that the officer act in `good faith' is inconsistent with closing one's mind to the
possibility of illegality." Israel, supra n. 14, at 1412-1413 (footnotes omitted). |
[Footnote 21] According to the Attorney General's Task Force on Violent Crime, Final
Report (1981), the situation in which an officer relies on a duly authorized warrant
 | "is a particularly compelling example of good faith. A warrant is a judicial
mandate to an officer to conduct a search or make an arrest, and the officer has a sworn
duty to carry out its provisions. Accordingly, we believe that [468 U.S. 897, 921] there
should be a rule which states that evidence obtained pursuant to and within the scope
of a warrant is prima facie the result of good faith on the part of the officer seizing t
he evidence." Id., at 55. |
[Footnote 22] To the extent that JUSTICE STEVENS' conclusions concerning the integrity
of the courts, post, at 976-978, rest on a foundation other than his judgment, which we
reject, concerning the effects of our decision on the deterrence of police illegality, we
find his argument unpersuasive. "Judicial integrity clearly does not mean that the
courts must never admit evidence obtained in violation of the Fourth Amendment."
United States v. Janis, 428 U.S. 433, 458, n. 35 (1976). "While courts, of course,
must ever be concerned with preserving the integrity of the judicial process, this concern
has limited force as a justification for the exclusion of highly probative evidence."
Stone v. Powell, 428 U.S., at 485. Our cases establish that the question whether the use
of illegally obtained evidence in judicial proceedings represents judicial participation
in a Fourth Amendment violation and offends the integrity of the courts
 | "is essentially the same as the inquiry into whether exclusion would serve a
deterrent purpose. . . . The analysis showing that exclusion in this case has no
demonstrated deterrent effect and is unlikely to have any significant such effect shows,
by the same reasoning, that the admission of the evidence is unlikely to encourage
violations of the Fourth Amendment." United States v. Janis, supra, at 459, n. 35. |
Absent unusual circumstances, when a Fourth Amendment violation has occurred because
the police have reasonably relied on a warrant issued by a detached and neutral magistrate
but ultimately found to be defective, "the [468 U.S. 897, 922] integrity of the courts
is not implicated." Illinois v. Gates, supra, at 259, n. 14 (WHITE, J., concurring in
judgment). See Stone v. Powell, 428 U.S., at 485, n. 23; id., at 540 (WHITE, J., dissenting);
United States v. Peltier, 422 U.S. 531, 536-539 (1975).
[Footnote 23] In Harlow, we eliminated the subjective component of the qualified
immunity public officials enjoy in suits seeking damages for alleged deprivations of
constitutional rights. The situations are not perfectly analogous, but we also eschew
inquiries into the subjective beliefs of law enforcement officers who seize evidence
pursuant to a subsequently invalidated warrant. Although we have suggested that,
"[o]n occasion, the motive with which the officer conducts an illegal search may have
some relevance in determining the propriety of applying the exclusionary rule." Scott
v. United States, 436 U.S. 128, 139, n. 13 (1978), we believe that "sending state and
federal courts on an expedition into the minds of police officers would produce a grave
and fruitless misallocation of judicial resources." Massachusetts v. Painten, 389
U.S. 560, 565 (1968) (WHITE, J., dissenting). Accordingly, our good-faith inquiry is
confined to the objectively ascertainable question whether a reasonably well trained
officer would have known that the search was illegal despite the magistrate's
authorization. In making this determination, all of the circumstances - [468 U.S. 897, 923]
including whether the warrant application had previously been rejected by a different
magistrate - may be considered.
[Footnote 24] References to "officer" throughout this opinion should not be
read too narrowly. It is necessary to consider the objective reasonableness, not only of
the officers who eventually executed a warrant, but also of the officers who originally
obtained it or who provided information material to the probable-cause determination.
Nothing in our opinion suggests, for example, that an officer could obtain a warrant on
the basis of a "bare bones" affidavit and then rely on colleagues who are
ignorant of the circumstances under which the warrant was obtained to conduct the search.
See Whiteley v. Warden, 401 U.S. 560, 568 (1971).
[Footnote 25] The argument that defendants will lose their incentive to litigate
meritorious Fourth Amendment claims as a result of the good-faith exception we adopt today
is unpersuasive. Although the exception might discourage presentation of insubstantial
suppression motions, the magnitude of the benefit conferred on defendants by a successful
motion makes it unlikely that litigation of colorable claims will be substantially
diminished.
[Footnote 26] It has been suggested, in fact, that "the recognition of a
`penumbral zone,' within which an inadvertent mistake would not call for exclusion, . . .
will make it less tempting for judges to bend fourth amendment standards to avoid
releasing a possibly dangerous criminal because of a minor and unintentional
miscalculation by the police." Schroeder, supra n. 14, at 1420-1421 (footnote
omitted); see Ashdown, Good Faith, the Exclusionary Remedy, and Rule-Oriented Adjudication
in the Criminal Process, 24 Wm. & Mary L. Rev. 335, 383-384 (1983).
[468 U.S. 897, 927]
JUSTICE BLACKMUN, concurring.
The Court today holds that evidence obtained in violation of the Fourth Amendment by
officers acting in objectively reasonable reliance on a search warrant issued by a neutral
and detached magistrate need not be excluded, as a matter of federal law, from the case in
chief of federal and state criminal prosecutions. In so doing, the Court writes another
chapter in the volume of Fourth Amendment law opened by Weeks v. United States, 232 U.S.
383 (1914). I join the Court's opinion in this case and the one in Massachusetts v.
Sheppard, post, p. 981, because I believe that the rule announced today advances the
legitimate interests of the criminal justice system without sacrificing the individual
rights protected by the Fourth Amendment. I write separately, however, to underscore what
I regard as the unavoidably provisional nature of today's decisions.
As the Court's opinion in this case makes clear, the Court has narrowed the scope of
the exclusionary rule because of an empirical judgment that the rule has little
appreciable effect in cases where officers act in objectively reasonable reliance on
search warrants. See ante, at 918-921. Because I share the view that the exclusionary rule
is not a constitutionally compelled corollary of the Fourth Amendment itself, see ante, at
905-906, I see no way to avoid making an empirical judgment of this sort, and I am
satisfied that the Court has made the correct one on the information before it. Like all
courts, we face institutional limitations on our ability to gather information about
"legislative facts," and the exclusionary rule itself has exacerbated the
shortage of hard data concerning the behavior of police officers in the absence of such a
rule. See United States v. Janis, 428 U.S. 433, 448-453 (1976). Nonetheless, we cannot
escape the responsibility to decide the question before us, however imperfect our
information may be, and I am prepared to join the Court on the information now at hand.
[468 U.S. 897, 928]
What must be stressed, however, is that any empirical judgment about the effect of the
exclusionary rule in a particular class of cases necessarily is a provisional one. By
their very nature, the assumptions on which we proceed today cannot be cast in stone. To
the contrary, they now will be tested in the real world of state and federal law
enforcement, and this Court will attend to the results. If it should emerge from
experience that, contrary to our expectations, the good-faith exception to the
exclusionary rule results in a material change in police compliance with the Fourth
Amendment, we shall have to reconsider what we have undertaken here. The logic of a
decision that rests on untested predictions about police conduct demands no less.
If a single principle may be drawn from this Court's exclusionary rule decisions, from
Weeks through Mapp v. Ohio, 367 U.S. 643 (1961), to the decisions handed down today, it is
that the scope of the exclusionary rule is subject to change in light of changing judicial
understanding about the effects of the rule outside the confines of the courtroom. It is
incumbent on the Nation's law enforcement officers, who must continue to observe the
Fourth Amendment in the wake of today's decisions, to recognize the double-edged nature of
that principle.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, dissenting.*
Ten years ago in United States v. Calandra, 414 U.S. 338 (1974), I expressed the fear
that the Court's decision "may signal that a majority of my colleagues have
positioned themselves to reopen the door [to evidence secured by official lawlessness]
still further and abandon altogether the exclusionary rule in search-and-seizure
cases." Id., at 365 (dissenting opinion). Since then, in case after case, I have
witnessed the Court's gradual but determined strangulation [468 U.S. 897, 929] of the rule.1
It now appears that the Court's victory over the Fourth Amendment is complete. That today's
decisions represent the piece de resistance of the Court's past efforts cannot be doubted,
for today the Court sanctions the use in the prosecution's case in chief of illegally obtained
evidence against the individual whose rights have been violated - a result that had previously
been thought to be foreclosed.
The Court seeks to justify this result on the ground that the "costs" of
adhering to the exclusionary rule in cases like those before us exceed the
"benefits." But the language of deterrence and of cost/benefit analysis, if used
indiscriminately, can have a narcotic effect. It creates an illusion of technical
precision and ineluctability. It suggests that not only constitutional principle but also
empirical data support the majority's result. When the Court's analysis is examined
carefully, however, it is clear that we have not been treated to an honest assessment of
the merits of the exclusionary rule, but have instead been drawn into a curious world
where the "costs" of excluding illegally obtained evidence loom to exaggerated
heights and where the "benefits" of such exclusion are made to disappear with a
mere wave of the hand.
The majority ignores the fundamental constitutional importance of what is at stake
here. While the machinery of law enforcement and indeed the nature of crime itself have
changed dramatically since the Fourth Amendment became part of the Nation's fundamental
law in 1791, what the Framers understood then remains true today - that the task of
combating crime and convicting the guilty will in every era seem of such critical and
pressing concern that we may be lured by the temptations of expediency into forsaking our
[468 U.S. 897, 930] commitment to protecting individual liberty and privacy. It was for
that very reason that the Framers of the Bill of Rights insisted that law enforcement efforts
be permanently and unambiguously restricted in order to preserve personal freedoms. In the
constitutional scheme they ordained, the sometimes unpopular task of ensuring that the
government's enforcement efforts remain within the strict boundaries fixed by the Fourth
Amendment was entrusted to the courts. As James Madison predicted in his address to the
First Congress on June 8, 1789:
 | "If [these rights] are incorporated into the Constitution, independent tribunals of
justice will consider themselves in a peculiar manner the guardians of those rights; they
will be an impenetrable bulwark against every assumption of power in the Legislative or
Executive; they will be naturally led to resist every encroachment upon rights expressly
stipulated for in the Constitution by the declaration of rights." 1 Annals of Cong.
439. |
If those independent tribunals lose their resolve, however, as the Court has done
today, and give way to the seductive call of expediency, the vital guarantees of the
Fourth Amendment are reduced to nothing more than a "form of words."
Silverthorne Lumber Co. v. United States, 251 U.S. 385, 392 (1920).
A proper understanding of the broad purposes sought to be served by the Fourth
Amendment demonstrates that the principles embodied in the exclusionary rule rest upon a
far firmer constitutional foundation than the shifting sands of the Court's deterrence
rationale. But even if I were to accept the Court's chosen method of analyzing the
question posed by these cases, I would still conclude that the Court's decision cannot be
justified.
I
The Court holds that physical evidence seized by police officers reasonably relying
upon a warrant issued by a detached [468 U.S. 897, 931] and neutral magistrate is admissible
in the prosecution's case in chief, even though a reviewing court has subsequently determined
either that the warrant was defective. No. 82-963, or that those officers failed to demonstrate
when applying for the warrant that there was probable cause to conduct the search, No. 82-1771.
I have no doubt that these decisions will prove in time to have been a grave mistake. But, as
troubling and important as today's new doctrine may be for the administration of criminal
justice in this country, the mode of analysis used to generate that doctrine also requires
critical examination, for it may prove in the long run to pose the greater threat to our
civil liberties.
A
At bottom, the Court's decision turns on the proposition that the exclusionary rule is
merely a "`judicially created remedy designed to safeguard Fourth Amendment rights
generally through its deterrent effect, rather than a personal constitutional
right.'" Ante, at 906, quoting United States v. Calandra, 414 U.S., at 348. The germ
of that idea is found in Wolf v. Colorado, 338 U.S. 25 (1949), and although I had thought
that such a narrow conception of the rule had been forever put to rest by our decision in
Mapp v. Ohio, 367 U.S. 643 (1961), it has been revived by the present Court and reaches
full flower with today's decision. The essence of this view, as expressed initially in the
Calandra opinion and as reiterated today, is that the sole "purpose of the Fourth
Amendment is to prevent unreasonable governmental intrusions into the privacy of one's
person, house, papers, or effects. The wrong condemned is the unjustified governmental
invasion of these areas of an individual's life. That wrong . . . is fully accomplished by
the original search without probable cause." 414 U.S., at 354 (emphasis added); see
also ante, at 906. This reading of the Amendment implies that its proscriptions are
directed solely at those government agents who may actually invade an individual's
constitutionally [468 U.S. 897, 932] protected privacy. The courts are not subject to
any direct constitutional duty to exclude illegally obtained evidence, because the
question of the admissibility of such evidence is not addressed by the Amendment. This
view of the scope of the Amendment relegates the judiciary to the periphery. Because the
only constitutionally cognizable injury has already been "fully accomplished" by
the police by the time a case comes before the courts, the Constitution is not itself violated
if the judge decides to admit the tainted evidence. Indeed, the most the judge can do is
wring his hands and hope that perhaps by excluding such evidence he can deter future
transgressions by the police.
Such a reading appears plausible, because, as critics of the exclusionary rule never
tire of repeating,2 the Fourth Amendment makes no express provision for the exclusion of
evidence secured in violation of its commands. A short answer to this claim, of course, is
that many of the Constitution's most vital imperatives are stated in general terms and the
task of giving meaning of these precepts is therefore left to subsequent judicial
decisionmaking in the context of concrete cases. The nature of our Constitution, as Chief
Justice Marshall long ago explained, "requires that only its great outlines should be
marked, its important objects designated, and the minor ingredients which compose those
objects be deduced from the nature of the objects themselves." McCulloch v. Maryland,
4 Wheat. 316, 407 (1819).
A more direct answer may be supplied by recognizing that the Amendment, like other
provisions of the Bill of Rights, restrains the power of the government as a whole; it
does not specify only a particular agency and exempt all others. The judiciary is
responsible, no less than the executive, for ensuring that constitutional rights are
respected. [468 U.S. 897, 933]
When that fact is kept in mind, the role of the courts and their possible involvement
in the concerns of the Fourth Amendment comes into sharper focus. Because seizures are
executed principally to secure evidence, and because such evidence generally has utility
in our legal system only in the context of a trial supervised by a judge, it is apparent
that the admission of illegally obtained evidence implicates the same constitutional
concerns as the initial seizure of that evidence. Indeed, by admitting unlawfully seized
evidence, the judiciary becomes a part of what is in fact a single governmental action
prohibited by the terms of the Amendment.3 Once that connection between the
evidence-gathering role of the police and the evidence-admitting function of the courts is
acknowledged, the plausibility of the Court's interpretation becomes more suspect.
Certainly nothing in the language or history of the Fourth Amendment suggests that a
recognition of this evidentiary link between the police and the courts was meant to be
foreclosed.4 It is difficult to give any meaning [468 U.S. 897, 934] at all to the limitations
imposed by the Amendment if they are read to proscribe only certain conduct by the police but
to allow other agents of the same government to take advantage of evidence secured by the
police in violation of its requirements.5 The Amendment therefore must be read to condemn
not only the initial unconstitutional invasion of privacy - which is done, after all, for
the purpose of securing evidence - but also the subsequent use of any evidence so obtained.
[468 U.S. 897, 935]
The Court evades this principle by drawing an artificial line between the
constitutional rights and responsibilities that are engaged by actions of the police and
those that are engaged when a defendant appears before the courts. According to the Court,
the substantive protections of the Fourth Amendment are wholly exhausted at the moment
when police unlawfully invade an individual's privacy and thus no substantive force
remains to those protections at the time of trial when the government seeks to use
evidence obtained by the police.
I submit that such a crabbed reading of the Fourth Amendment casts aside the teaching
of those Justices who first formulated the exclusionary rule, and rests ultimately on an
impoverished understanding of judicial responsibility in our constitutional scheme. For my
part, "[t]he right of the people to be secure in their persons, houses, papers, and
effects, against unreasonable searches and seizures" comprises a personal right to
exclude all evidence secured by means of unreasonable searches and seizures. The right to
be free from the initial invasion of privacy and the right of exclusion are coordinate
components of the central embracing right to be free from unreasonable searches and
seizures.
Such a conception of the rights secured by the Fourth Amendment was unquestionably the
original basis of what has come to be called the exclusionary rule when it was first
formulated in Weeks v. United States, 232 U.S. 383 (1914). There the Court considered
whether evidence seized in violation of the Fourth Amendment by a United States Marshal
could be admitted at trial after the defendant had moved that the evidence be returned.
Significantly, although the Court considered the Marshal's initial invasion of the
defendant's home to be unlawful, it went on to consider a question that "involves the
right of the court in a criminal prosecution to retain for the purposes of evidence the
letters and correspondence of the accused, seized in his house in his absence without his
authority, by a United States Marshal holding no [468 U.S. 897, 936] warrant for . . . the
search of his premises." Id., at 393. In answering that question, Justice Day, speaking
for a unanimous Court, expressly recognized that the commands of the Fourth Amendment were
addressed to both the courts and the Executive Branch:
 | "The effect of the Fourth Amendment is to put the courts of the United States and
Federal officials, in the exercise of their power and authority, under limitations and
restraints as to the exercise of such power and authority, and to forever secure the
people, their persons, houses, papers and effects against all unreasonable searches and
seizures under the guise of law. This protection reaches all alike, whether accused of
crime or not, and the duty of giving to it force and effect is obligatory upon all
entrusted under our Federal system with the enforcement of the laws. The tendency of those
who execute the criminal laws of the country to obtain conviction by means of unlawful
seizures . . . should find no sanction in the judgments of the courts which are charged at
all times with the support of the Constitution and to which people of all conditions have
a right to appeal for the maintenance of such fundamental rights." Id., at 391-392. |
The heart of the Weeks opinion, and for me the beginning of wisdom about the Fourth
Amendment's proper meaning, is found in the following passage:
 | "If letters and private documents can . . . be seized and held and used in evidence
against a citizen accused of an offense, the protection of the Fourth Amendment declaring
his right to be secure against such searches and seizures is of no value, and, so far as
those thus placed are concerned, might as well be stricken from the Constitution. The
efforts of the courts and [federal] officials to bring the guilty to punishment,
praiseworthy as they are, are not to be aided by the sacrifice of those great
[468 U.S. 897, 937] principles established by years of endeavor and suffering which have
resulted in their embodiment in the fundamental law of the land. The United States Marshal
could only have invaded the house of the accused when armed with a warrant issued as required
by the Constitution. . . . Instead, he acted without sanction of law, doubtless prompted by
the desire to bring further proof to the aid of the Government, and under color of his
office undertook to make a seizure of private papers in direct violation of the constitutional
prohibition against such action. . . . To sanction such proceedings would be to affirm by
judicial decision a manifest neglect if not an open defiance of the prohibitions of the
Constitution, intended for the protection of the people against such unauthorized action."
Id., at 393-394. |
What this passage succinctly captures is the essential recognition, ignored by the
present Court, that seizures are generally executed for the purpose of bringing
"proof to the aid of the Government," id., at 393, that the utility of such
evidence in a criminal prosecution arises ultimately in the context of the courts, and
that the courts therefore cannot be absolved of responsibility for the means by which
evidence is obtained. As the Court in Weeks clearly recognized, the obligations cast upon
government by the Fourth Amendment are not confined merely to the police. In the words of
Justice Holmes: "If the search and seizure are unlawful as invading personal rights
secured by the Constitution those rights would be infringed yet further if the evidence
were allowed to be used." Dodge v. United States, 272 U.S. 530, 532 (1926). As the
Court further explained in Olmstead v. United States, 277 U.S. 438 (1928):
 | "The striking outcome of the Weeks case and those which followed it was the
sweeping declaration that the Fourth Amendment, although not referring to or limiting the
use of evidence in courts, really forbade its introduction if obtained by government
officers through a [468 U.S. 897, 938] violation of the Amendment. Theretofore many had
supposed under the ordinary common law rules, if the tendered evidence was pertinent, the
method of obtaining it was unimportant. . . . But in the Weeks case, and those which followed,
this Court decided with great emphasis, and established as the law for the federal courts,
that the protection of the Fourth Amendment would be much impaired unless it was held that
not only was the official violator of the rights under the Amendment subject to an action
at the suit of the injured defendant, but also that the evidence thereby obtained could
not be received." Id., at 462-463. |
That conception of the rule, in my view, is more faithful to the meaning and purpose of
the Fourth Amendment and to the judiciary's role as the guardian of the people's
constitutional liberties. In contrast to the present Court's restrictive reading, the
Court in Weeks recognized that, if the Amendment is to have any meaning, police and the
courts cannot be regarded as constitutional strangers to each other; because the
evidence-gathering role of the police is directly linked to the evidence-admitting
function of the courts, an individual's Fourth Amendment rights may be undermined as
completely by one as by the other.
B
From the foregoing, it is clear why the question whether the exclusion of evidence
would deter future police misconduct was never considered a relevant concern in the early
cases from Weeks to Olmstead.6 In those formative decisions, the Court plainly understood
that the exclusion of illegally obtained evidence was compelled not by judicially
fashioned [468 U.S. 897, 939] remedial purposes, but rather by a direct constitutional command.
A new phase in the history of the rule, however, opened with the Court's decision in Wolf v.
Colorado, 338 U.S. 25 (1949). Although that decision held that the security of one's person and
privacy protected by the Fourth Amendment was "implicit in `the concept of ordered liberty'
and as such enforceable against the States through the Due Process Clause" of the Fourteenth
Amendment, id., at 27-28, quoting Palko v. Connecticut, 302 U.S. 319, 325 (1937), the
Court went on, in what can only be regarded as a tour de force of constitutional
obfuscation, to say that the "ways of enforcing such a basic right raise questions of
a different order," 338 U.S., at 28. Notwithstanding the force of the Weeks doctrine
that the Fourth Amendment required exclusion, a state court was free to admit illegally
seized evidence, according to the Court in Wolf, so long as the State had devised some
other "effective" means of vindicating a defendant's Fourth Amendment rights.
338 U.S., at 31.
Twelve years later, in Mapp v. Ohio, 367 U.S. 643 (1961), however, the Court restored
the original understanding of the Weeks case by overruling the holding of Wolf and
repudiating its rationale. Although in the course of reaching this conclusion the Court in
Mapp responded at certain points to the question, first raised in Wolf, of whether the
exclusionary rule was an "effective" remedy compared to alternative means of
enforcing the right, see 367 U.S., at 651-653, it nevertheless expressly held that
"all evidence obtained by searches and seizures in violation of the Constitution is,
by that same authority, inadmissible in a state court." Id., at 655 (emphasis added).
In the Court's view, the exclusionary rule was not one among a range of options to be
selected at the discretion of judges; it was "an essential part of both the Fourth
and Fourteenth Amendments." Id., at 657. Rejection of the Wolf approach was
constitutionally required, the Court explained, because "the admission of the new
constitutional right by Wolf could not consistently tolerate denial of [468 U.S. 897, 940]
its most important constitutional privilege, namely, the exclusion of the evidence which an
accused had been forced to give by reason of the unlawful seizure. To hold otherwise is to
grant the right but in reality to withhold its privilege and enjoyment." 367 U.S., at
656. Indeed, no other explanation suffices to account for the Court's holding in Mapp, since
the only possible predicate for the Court's conclusion that the States were bound by the
Fourteenth Amendment to honor the Weeks doctrine is that the exclusionary rule was "part
and parcel of the Fourth Amendment's limitation upon [governmental] encroachment of individual
privacy." 367 U.S., at 651.7
Despite this clear pronouncement, however, the Court since Calandra has gradually
pressed the deterrence rationale for the rule back to center stage. See, e. g., United
States v. Peltier, 422 U.S. 531 (1975); United States v. Janis, 428 U.S. 433 (1976); Stone
v. Powell, 428 U.S. 465 (1976). The various arguments advanced by the Court in this
campaign have only strengthened my conviction that the deterrence theory is both misguided
and unworkable. First, [468 U.S. 897, 941] the Court has frequently bewailed the
"cost" of excluding reliable evidence. In large part, this criticism rests upon
a refusal to acknowledge the function of the Fourth Amendment itself. If nothing else,
the Amendment plainly operates to disable the government from gathering information and
securing evidence in certain ways. In practical terms, of course, this restriction of
official power means that some incriminating evidence inevitably will go undetected if
the government obeys these constitutional restraints. It is the loss of that evidence
that is the "price" our society pays for enjoying the freedom and privacy
safeguarded by the Fourth Amendment. Thus, some criminals will go free not, in Justice
(then Judge) Cardozo's misleading epigram, "because the constable has blundered,
" People v. Defore, 242 N. Y. 13, 21, 150 N. E. 585, 587 (1926), but rather because
official compliance with Fourth Amendment requirements makes it more difficult to catch
criminals. Understood in this way, the Amendment directly contemplates that some reliable
and incriminating evidence will be lost to the government; therefore, it is not the
exclusionary rule, but the Amendment itself that has imposed this cost. 8
[468 U.S. 897, 942]
In addition, the Court's decisions over the past decade have made plain that the entire
enterprise of attempting to assess the benefits and costs of the exclusionary rule in
various contexts is a virtually impossible task for the judiciary to perform honestly or
accurately. Although the Court's language in those cases suggests that some specific
empirical basis may support its analyses, the reality is that the Court's opinions
represent inherently unstable compounds of intuition, hunches, and occasional pieces of
partial and often inconclusive data. In Calandra, for example, the Court, in considering
whether the exclusionary rule should apply in grand jury proceedings, had before it no
concrete evidence whatever concerning the impact that application of the rule in such
proceedings would have either in terms of the long-term costs or the expected benefits. To
the extent empirical data are available regarding the general costs and benefits of the
exclusionary rule, such data have shown, on the one hand, as the Court acknowledges today,
that the costs are not as substantial as critics have asserted in the past, see ante, at
907-908, n. 6, and, on the other hand, that while the exclusionary rule may well have
certain deterrent effects, it is extremely difficult to determine with any degree of
precision whether the incidence of unlawful conduct by police is now lower than it was
prior to Mapp. See United States v. Janis, 428 U.S., at 449-453, and n. 22; Stone v.
Powell, 428 U.S., at 492, n. 32.9 The [468 U.S. 897, 943] Court has sought to turn this
uncertainty to its advantage by casting the burden of proof upon proponents of the rule,
see, e. g., United States v. Janis, supra, at 453-454. "Obviously," however,
"the assignment of the burden of proof on an issue where evidence does not exist and
cannot be obtained is outcome determinative. [The] assignment of the burden is merely a
way of announcing a predetermined conclusion."10
By remaining within its redoubt of empiricism and by basing the rule solely on the
deterrence rationale, the Court has robbed the rule of legitimacy. A doctrine that is
explained as if it were an empirical proposition but for which there is only limited
empirical support is both inherently unstable and an easy mark for critics. The extent of
this Court's fidelity to Fourth Amendment requirements, however, should not turn on such
statistical uncertainties. I share the view, expressed by Justice Stewart for the Court in
Faretta v. California, 422 U.S. 806 (1975), that "[p]ersonal liberties are not rooted
in the law of averages." Id., at 834. Rather than seeking to give effect to the
liberties secured by the Fourth Amendment through guesswork about deterrence, the Court
should restore to its proper place the principle framed 70 years ago in Weeks that an
individual whose privacy has been invaded in violation of the Fourth Amendment has a right
grounded in that Amendment to prevent the government from subsequently making use of any
evidence so obtained. [468 U.S. 897, 944]
II
Application of that principle clearly requires affirmance in the two cases decided
today. In the first, United States v. Leon, No. 82-1771, it is conceded by the Government
and accepted by the Court that the affidavit filed by the police officers in support of
their application for a search warrant failed to provide a sufficient basis on which a
neutral and detached magistrate could conclude that there was probable cause to issue the
warrant. Specifically, it is conceded that the officers' application for a warrant was
based in part on information supplied by a confidential informant of unproven reliability
that was over five months old by the time it was relayed to the police. Although the
police conducted an independent investigation on the basis of this tip, both the District
Court and the Court of Appeals concluded that the additional information gathered by the
officers failed to corroborate the details of the informant's tip and was "as
consistent with innocence as . . . with guilt." App. to Pet. for Cert. 10a. The
warrant, therefore, should never have issued. Stripped of the authority of the warrant,
the conduct of these officers was plainly unconstitutional - it amounted to nothing less
than a naked invasion of the privacy of respondents' homes without the requisite
justification demanded by the Fourth Amendment. In order to restore the Government to the
position it would have occupied had this unconstitutional search not occurred, therefore,
it was necessary that the evidence be suppressed. As we said in Coolidge v. New Hampshire,
403 U.S. 443 (1971), the Warrant Clause is not "an inconvenience to be somehow
`weighed' against the claims of police efficiency. It is, or should be, an important
working part of our machinery of government, operating as a matter of course to check the
`well-intentioned but mistakenly over-zealous executive officers' who are part of any
system of law enforcement." Id., at 481 (footnote omitted).
A close examination of the facts of this case reveals that this is neither an
extraordinary nor indeed a very costly step. [468 U.S. 897, 945] The warrant had
authorized a search for cocaine, methaqualone tablets, and miscellaneous narcotics
paraphernalia at several locations: a condominium at 7902 Via Magdalena in Los Angeles;
a residence at 620 Price Drive in Burbank; a residence at 716 South Sunset Canyon in Burbank;
and four automobiles owned respectively by respondents Leon, Sanchez, Stewart, and Del Castillo.
App. 31-33. Pursuant to this warrant, the officers seized approximately four pounds of cocaine
and over 1,000 methaqualone tablets from the Via Magdalena condominium, nearly one pound of
cocaine from the Sunset Canyon residence, about an ounce of cocaine from the Price Drive
residence, and certain paraphernalia from Del Castillo's and Stewart's automobiles. On the
basis of this and other evidence, the four respondents were charged with violating 21 U.S.C.
846 for conspiring to possess and distribute cocaine, and 841(a)(1) for possessing methaqualone
and cocaine with intent to distribute. The indictment specifically alleged that
respondents had maintained the Via Magdalena condominium as a storage area for controlled
substances which they distributed to prospective purchasers. App. 27-28.
At the suppression hearing, the District Court determined that none of the respondents
had a sufficient expectation of privacy to contest the search of the Via Magdalena
condominium, that respondents Stewart and Sanchez could challenge the search of their home
at Price Drive, that respondent Leon was entitled to challenge the search of his home at
Sunset Canyon, and that respondents Del Castillo and Stewart could contest the search of
their cars. Given its finding that probable cause to issue the warrant was lacking, the
District Court ruled that the evidence from the Price Drive residence could not be used
against respondents Stewart and Sanchez, that evidence from the Sunset Canyon residence
could not be used against Leon, and that evidence obtained from both Del Castillo's and
Stewart's automobiles could not be used against them. App. to Pet. for Cert. 10a-13a.
[468 U.S. 897, 946]
The tenor of the Court's opinion suggests that this order somehow imposed a grave and
presumably unjustifiable cost on society. Such a suggestion, however, is a gross
exaggeration. Since the indictment focused upon a conspiracy among all respondents to use
the Via Magdalena condominium as a storage area for controlled substances, and since the
bulk of the evidence seized was from that condominium and was plainly admissible under the
District Court's order, the Government would clearly still be able to present a strong
case to the jury following the court's suppression order. I emphasize these details not to
suggest how the Government's case would fare before the jury but rather to clarify a point
that is lost in the Court's rhetorical excesses over the costs of the exclusionary rule -
namely, that the suppression of evidence will certainly tend to weaken the Government's
position but it will rarely force the Government to abandon a prosecution. Cf. infra, at
950-951, and n. 11. In my view, a doctrine that preserves intact the constitutional rights
of the accused, and, at the same time, is sufficiently limited to permit society's
legitimate and pressing interest in criminal law enforcement to be served should not be so
recklessly discarded. It is a doctrine that gives life to the "very heart of the
Fourth Amendment directive: that . . . a governmental search and seizure should represent
both the efforts of the officer to gather evidence of wrongful acts and the judgment of
the magistrate that the collected evidence is sufficient to justify invasion of a
citizen's private premises." United States v. United States District Court, 407 U.S.
297, 316 (1972).
In the second case before the Court, Massachusetts v. Sheppard, No. 82-963, the State
concedes and the Court accepts that the warrant issued to search respondent's home
completely failed to state with particularity the things to be seized. Indeed, the warrant
expressly and particularly described things such as "controlled substance[s]"
and "other paraphernalia used in, for, or in connection with the unlawful possession
or use of any controlled substance" that the police had no reason whatsoever to
believe were to be found in [468 U.S. 897, 947] respondent's home. App. 17a. Given the
Fourth Amendment's requirement that "no Warrants shall issue, but upon probable cause
. . . and particularly describing the . . . things to be seized," this warrant should
never have been issued. The police who entered respondent's home, therefore, were without
constitutional authority to do so.
Although the Court's opinion tends to overlook this fact, the requirement of
particularity is not a mere "technicality," it is an express constitutional
command. Ybarra v. Illinois, 444 U.S. 85, 92 (1979); Lo-Ji Sales, Inc. v. New York, 442
U.S. 319 (1979); Stanford v. Texas, 379 U.S. 476 (1965); Marron v. United States, 275 U.S.
192, 196 (1927). The purpose of that requirement is to prevent precisely the kind of
governmental conduct that the faulty warrant at issue here created a grave risk of
permitting - namely, a search that was not narrowly and particularly limited to the things
that a neutral and detached magistrate had reason to believe might be found at
respondent's home. Although it is true, as JUSTICE STEVENS observes, see post, at 964,
that the affidavit submitted by the police set forth with particularity those items that
they sought authority to search for, it is nevertheless clear that the warrant itself -
the document which actually gave the officers legal authority to invade respondent's
privacy - made no mention of these items. And, although it is true that the particular
officers who applied for the warrant also happened to execute it and did so in accordance
with the limits proposed in their affidavit, this happenstance should have no bearing on
the central question whether these officers secured that prior judicial authority to
conduct their search required by the Fourth Amendment. As we made clear in United States
v. United States District Court, supra, at 317 (footnote omitted), "[t]he Fourth
Amendment contemplates a prior judicial judgment, not the risk that executive discretion
may be reasonably exercised." See also Katz v. United States, 389 U.S. 347, 356-357
(1967) ("this Court has never sustained a search upon the sole ground that officers
reasonably expected to find evidence of a particular crime [468 U.S. 897, 948] and voluntarily
confined their activities to the least intrusive means consistent with that end"). Had
the warrant actually been enforced by officers other than those who prepared the affidavit,
the same result might not have occured; indeed, the wholly erroneous nature of the warrant
might have led such officers to feel at liberty to roam throughout respondent's home in search
of drugs. Cf. Whiteley v. Warden, 401 U.S. 560 (1971). I therefore fail to see how a search
pursuant to such a fundamentally defective warrant can be characterized as
"reasonable."
What the Framers of the Bill of Rights sought to accomplish through the express
requirements of the Fourth Amendment was to define precisely the conditions under which
government agents could search private property so that citizens would not have to depend
solely upon the discretion and restraint of those agents for the protection of their
privacy. Although the self-restraint and care exhibited by the officers in this case is
commendable, that alone can never be a sufficient protection for constitutional liberties.
I am convinced that it is not too much to ask that an attentive magistrate take those
minimum steps necessary to ensure that every warrant he issues describes with
particularity the things that his independent review of the warrant application convinces
him are likely to be found in the premises. And I am equally convinced that it is not too
much to ask that well-trained and experienced police officers take a moment to check that
the warrant they have been issued at least describes those things for which they have
sought leave to search. These convictions spring not from my own view of sound criminal
law enforcement policy, but are instead compelled by the language of the Fourth Amendment
and the history that led to its adoption.
III
Even if I were to accept the Court's general approach to the exclusionary rule, I could
not agree with today's result. [468 U.S. 897, 949] There is no question that in the hands
of the present Court the deterrence rationale has proved to be a powerful tool for confining
the scope of the rule. In Calandra, for example, the Court concluded that the "speculative
and undoubtedly minimal advance in the deterrence of police misconduct," was insufficient
to outweigh the "expense of substantially impeding the role of the grand jury." 414 U.S.
, at 351-352. In Stone v. Powell, the Court found that "the additional contribution,
if any, of the consideration of search-and-seizure claims of state prisoners on collateral
review is small in relation to the costs." 428 U.S., at 493. In United States v. Janis,
428 U.S. 433 (1976), the Court concluded that "exclusion from federal civil proceedings
of evidence unlawfully seized by a state criminal enforcement officer has not been shown
to have a sufficient likelihood of deterring the conduct of the state police so that it
outweighs the societal costs imposed by the exclusion." Id., at 454. And in an
opinion handed down today, the Court finds that the "balance between costs and
benefits comes out against applying the exclusionary rule in civil deportation hearings
held by the [Immigration and Naturalization Service]." INS v. Lopez-Mendoza, post, at
1050.
Thus, in this bit of judicial stagecraft, while the sets sometimes change, the actors
always have the same lines. Given this well-rehearsed pattern, one might have predicted
with some assurance how the present case would unfold. First there is the ritual
incantation of the "substantial social costs" exacted by the exclusionary rule,
followed by the virtually foreordained conclusion that, given the marginal benefits,
application of the rule in the circumstances of these cases is not warranted. Upon
analysis, however, such a result cannot be justified even on the Court's own terms.
At the outset, the Court suggests that society has been asked to pay a high price - in
terms either of setting guilty persons free or of impeding the proper functioning of
trials - as a result of excluding relevant physical evidence in cases [468 U.S. 897, 950]
where the police, in conducting searches and seizing evidence, have made only an
"objectively reasonable" mistake concerning the constitutionality of their actions.
See ante, at 907-908. But what evidence is there to support such a claim?
Significantly, the Court points to none, and, indeed, as the Court acknowledges, see
ante, at 907-908, n. 6, recent studies have demonstrated that the "costs" of the
exclusionary rule - calculated in terms of dropped prosecutions and lost convictions - are
quite low. Contrary to the claims of the rule's critics that exclusion leads to "the
release of countless guilty criminals," Bivens v. Six Unknown Federal Narcotics
Agents, 403 U.S. 388, 416 (1971) (BURGER, C. J., dissenting), these studies have
demonstrated that federal and state prosecutors very rarely drop cases because of
potential search |